DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L••••• A•••• M••••••••• L••
Latest filing May 26, 2026
First filing on the tape Mar 22, 2012 · 29 filings
SEC status approved since Mar 4, 2016
RAUM
$142M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
88%
$125M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$142M as of May 26, 2026
Mar 22, 2012$53.2M then
HNW client RAUM$116M as of May 26, 2026
Mar 22, 2018$114M then
State-registered IARs (5.B.3)1 as of May 26, 2026
Mar 22, 20120 then
Employees (5.A)2 as of May 26, 2026
Mar 15, 20175 then
Private funds3 as of May 26, 2026
Mar 26, 20211 then
RAUM +1.3% over the last fiscal year+11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 26, 2026; every figure names its basis
Archetypes, each a printed rule
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $629,716derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $16.1M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$116M82%
- Pooled investment vehicles$16.1M11%
- Individuals$9.0M6.3%
- Pension and profit-sharing plans$1.0M0.7%
- Individual clients
- 45reported
- HNW clients
- 51reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 225reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16.1M for 3 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.88 fund_share=0.11 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• R••••• H•••••• | Parsippany, Nj | Sep 4, 2025 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••• W•••••• H••••• to P•••••• C••••• S•••••••• L••May 6, 2022 · RIA to affiliated broker-dealer or bank
- P•••••••• B•••• C•••••••• to R•••••• J•••• • A••••••••• I•••Aug 23, 2012 · Other
Joined, latest
- P•••••••• B•••• C•••••••• from S•••••• N••••••• • C••••••• I•••••••••Jun 20, 2012 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••• A••••• F•••• L•• | Real Estate Fund | $8.1M | 48 | Oct 28, 2021 |
| L••••• F••• C••••••• F•••• L•• | Real Estate Fund | $7.0M | 39 | Oct 28, 2021 |
| L••••• B••••••••• G•••••• F•••• L•• | Real Estate Fund | $6.6M | 29 | Nov 19, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••••• V•••• · Managing Membercontrolsince 08/2009 · owns 25% to 50%
- D•••••• D•••••• M•••• · Chief Compliance Officercontrolsince 07/2011 · owns less than 5%
- H••••••• M•••• R••••• · Managing Membercontrolsince 07/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $21.8M to $16.1MMar 6, 2026 to May 26, 2026
- Discretionary RAUM · $146M to $140MMar 6, 2026 to May 26, 2026
- Pooled vehicle RAUM · $21.8M to $16.1MMar 6, 2026 to May 26, 2026
- RAUM · $147M to $142MMar 6, 2026 to May 26, 2026
- Accounts · 241 to 225Nov 6, 2025 to Feb 24, 2026
- Charity clients · unset to 0.0Nov 6, 2025 to Feb 24, 2026
- Corporate clients · unset to 0.0Nov 6, 2025 to Feb 24, 2026
- HNW clients · 46 to 51Nov 6, 2025 to Feb 24, 2026
- Individual clients · 52 to 45Nov 6, 2025 to Feb 24, 2026
- Pension plan clients · 1 to 4Nov 6, 2025 to Feb 24, 2026
- Discretionary RAUM · $128M to $146MNov 6, 2025 to Feb 24, 2026
- HNW RAUM · $106M to $116MNov 6, 2025 to Feb 24, 2026
- Individual RAUM · $11.4M to $9.0MNov 6, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $12.1M to $1.6MNov 6, 2025 to Feb 24, 2026
- Pension RAUM · $662,485 to $1.0MNov 6, 2025 to Feb 24, 2026
- RAUM · $140M to $147MNov 6, 2025 to Feb 24, 2026
- Employees · 3 to 2Jun 30, 2025 to Nov 6, 2025
- Financial planning clients · 1-10 to 1-10Feb 21, 2025 to Jun 30, 2025
- Accounts · 238 to 241Aug 12, 2024 to Feb 21, 2025
- HNW clients · 44 to 46Aug 12, 2024 to Feb 21, 2025
- Individual clients · 55 to 52Aug 12, 2024 to Feb 21, 2025
- Pension plan clients · 2 to 1Aug 12, 2024 to Feb 21, 2025
- Discretionary RAUM · $105M to $128MAug 12, 2024 to Feb 21, 2025
- HNW RAUM · $83.1M to $106MAug 12, 2024 to Feb 21, 2025
- Individual RAUM · $8.8M to $11.4MAug 12, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $9.5M to $12.1MAug 12, 2024 to Feb 21, 2025
- Pension RAUM · $526,278 to $662,485Aug 12, 2024 to Feb 21, 2025
- RAUM · $114M to $140MAug 12, 2024 to Feb 21, 2025
- Accounts · 241 to 238Mar 31, 2023 to Mar 28, 2024
- HNW clients · 43 to 44Mar 31, 2023 to Mar 28, 2024
- Individual clients · 54 to 55Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $91.9M to $105MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $72.1M to $83.1MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $10.3M to $8.8MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $12.6M to $9.5MMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $389,964 to $526,278Mar 31, 2023 to Mar 28, 2024
- RAUM · $105M to $114MMar 31, 2023 to Mar 28, 2024
- Accounts · 384 to 241Nov 9, 2022 to Mar 31, 2023
- HNW clients · 77 to 43Nov 9, 2022 to Mar 31, 2023
- Individual clients · 79 to 54Nov 9, 2022 to Mar 31, 2023
Signals
4 dated events
- L••••• A•••• M••••••••• L•• reported RAUM $104.5M, down 51% from $213.5M (2022-11-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Wilfred Carl Hafele (Managing Member) no longer on Schedule A of L••••• A•••• M••••••••• L•• (listed 2022-03-26, absent 2022-05-18)May 18, 2022 · Control person left · inference
- C••• W•••••• H••••• left L••••• A•••• M••••••••• L•• for P•••••• C••••• S•••••••• L•• (registered 2022-05-02)May 6, 2022 · Advisor changed firm · fact
- L••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 19, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••••• A•••• M••••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- deidre.durbin@lanieram.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 502-909-1105reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 502-909-1100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 502-909-1104reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- L•••••AM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 502-909-1100reportedpublic record, Form ADV, May 26, 2026
- Contact form
- lanieram.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- lanieram.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
L••••• A•••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…