RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P•••••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Williamsville, Ny
- C•••••• G•••• • C• I•• formerAug 16, 2021 to Jul 10, 2025 · Williamsville, Ny
- D•••••• W••••• M••••••••• L•• independent RIAApr 20, 2021 to Aug 5, 2021 · Williamsville, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 1, 2011 to Jul 1, 2013 · Boston, Ma
- B•• M••••• S••••••••• C••••••••• otherFeb 16, 2011 to Sep 2, 2011 · Boston, Ma
- A••••••••• L••• otherMay 2, 2005 to Feb 9, 2009 · Boston, Ma
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- D•••••• W••••• M••••••••• L•• to C•••••• G•••• • C• I••left Aug 5, 2021, registered Aug 16, 2021 (11 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D•••••• W••••• M••••••••• L••left Jul 1, 2013, registered Apr 20, 2021 (2850 days) · Wirehouse to independent RIA
- B•• M••••• S••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 2, 2011, registered Sep 1, 2011 (-1 days) · Other
- A••••••••• L••• to B•• M••••• S••••••••• C•••••••••left Feb 9, 2009, registered Feb 16, 2011 (737 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address