RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A••• G•••••
- 1•• W••••• A•••••••• L•• independent RIA currentsince Jul 24, 2026 · Federal Way, Wa
- 1•• W••••• A•••••••• L•• independent RIAJan 11, 2019 to Dec 31, 2025 · Federal Way, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedAug 3, 2017 to Jan 10, 2019 · Tacoma, Wa
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Aug 2, 2017 · Tacoma, Wa
- M•• F•••••••• S•••••••• I••• formerFeb 20, 2015 to Mar 25, 2017 · Bellevue, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 2, 2007 to Feb 24, 2015 · Tacoma, Wa
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Nov 6, 2007 · Seattle, Wa
- M••••• S•••••• D• I••• unclassifiedJun 20, 2001 to Apr 2, 2007 · Maple Valley, Wa
- K•• I••••••••• S••••••• L•• to 1•• W••••• A•••••••• L••left Jan 10, 2019, registered Jan 11, 2019 (1 days) · Affiliated broker-dealer or bank to independent RIA
- M•• I•••••••• S•••••••• L•• to K•• I••••••••• S••••••• L••left Aug 2, 2017, registered Aug 3, 2017 (1 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Feb 24, 2015, registered Feb 20, 2015 (-4 days) · Other
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 6, 2007, registered Nov 2, 2007 (-4 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address