DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• V•• G••••
Feed of 09/14/2026
Also filed as K•••• V•• G••••
At current firm
9 y
since Jan 20, 2017
In the industry
25 y
since May 25, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince Jan 20, 2017 · Palm Beach Gardens, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 14, 2009 to Dec 31, 2016 · Cincinnati, Oh
- E•••••••• A•••••••• L•• national BDJul 21, 2004 to Apr 2, 2009 · Centerville, Oh
- M••••• S•••••• D• I••• unclassifiedMar 10, 2003 to Jun 16, 2004 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to M•••• C••••••• A••••••• S••••••left Dec 31, 2016, registered Jan 20, 2017 (20 days) · Other
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 2, 2009, registered Apr 14, 2009 (12 days) · Other
- M••••• S•••••• D• I••• to E•••••••• A•••••••• L••left Jun 16, 2004, registered Jul 21, 2004 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address