RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••••• T••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 27, 2009 · Indianapolis, In
- J••••• H•••••••• W••• L••••• L•• formerJun 30, 2006 to Dec 3, 2009 · Carmel, In
- A• G• E•••••• • S•••• I••• unclassifiedMay 30, 2001 to Jul 7, 2006 · Greenwood, In
- J••••• H•••••••• W••• L••••• L•• to W•••• F•••• A•••••••left Dec 3, 2009, registered Nov 27, 2009 (-6 days) · Other
- A• G• E•••••• • S•••• I••• to J••••• H•••••••• W••• L••••• L••left Jul 7, 2006, registered Jun 30, 2006 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address