RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G••• B••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 23, 2025 · Scottsdale, Az
- B•• P•••••••• I••• BD affiliatedSep 28, 2016 to Oct 20, 2025 · Carefree, Az
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedMar 1, 2010 to Oct 20, 2025 · Carefree, Az
- W•••• F•••• A••••••• wirehouseMay 27, 2008 to Feb 26, 2010 · Glendale, Az
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 26, 2002 to May 19, 2008 · Scottsdale, Az
- B•• P•••••••• I••• to L•• F•••••••• L••left Oct 20, 2025, registered Oct 23, 2025 (3 days) · Affiliated broker-dealer or bank to another
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to B•• P•••••••• I•••left Oct 20, 2025, registered Sep 28, 2016 (-3309 days) · Other
- W•••• F•••• A••••••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Feb 26, 2010, registered Mar 1, 2010 (3 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 19, 2008, registered May 27, 2008 (8 days) · Other
- D•••• G••• B•••••• left B•• P•••••••• I••• for L•• F•••••••• L•• (registered 2025-10-23)Oct 20, 2025 · Advisor changed firm · fact
- D•••• G••• B•••••• left B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• for B•• P•••••••• I••• (registered 2016-09-28)Oct 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address