DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Russell Burbank
Feed of 09/14/2026
At current firm
4 y
since May 18, 2022
In the industry
25 y
since Apr 12, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 18, 2022 · Portsmouth, Nh
- Cuna Brokerage Services, Inc. formerJul 8, 2016 to May 18, 2022 · Rochester, Nh
- Northeast Planning Associates, Inc. independent RIAMar 19, 2010 to Jun 28, 2016 · Madbury, Nh
- LPL Financial LLC BD affiliatedMar 16, 2010 to Jun 14, 2016 · Madbury, Nh
- Td Wealth Management Services Inc. unclassifiedNov 17, 2009 to Mar 5, 2010 · Portsmouth, Nh
- Cetera Investment Services LLC formerDec 17, 2008 to Nov 17, 2009 · Portsmouth, Nh
- Valic Financial Advisors, Inc. BD affiliatedMar 17, 2003 to Dec 17, 2008 · Burlington, Ma
Moves
a registration end followed by a registration begin elsewhere
- Cuna Brokerage Services, Inc. to LPL Financial LLCleft May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- Northeast Planning Associates, Inc. to Cuna Brokerage Services, Inc.left Jun 28, 2016, registered Jul 8, 2016 (10 days) · Other
- LPL Financial LLC to Northeast Planning Associates, Inc.left Jun 14, 2016, registered Mar 19, 2010 (-2279 days) · Other
- Td Wealth Management Services Inc. to LPL Financial LLCleft Mar 5, 2010, registered Mar 16, 2010 (11 days) · Other
- Cetera Investment Services LLC to Td Wealth Management Services Inc.left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move
- Valic Financial Advisors, Inc. to Cetera Investment Services LLCleft Dec 17, 2008, registered Dec 17, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address