DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R••••••••• C•••••••

C••••• I••••••••• A••••••• L••BD affiliatedBethesda, Md dual registrantIAPD 4355426

Feed of 09/15/2026

Also filed as J••• R••••••••• C•••••••

At current firm

3 y

since Jun 29, 2023

In the industry

23 y

since Sep 20, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · Bethesda, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 29, 2018 to Jun 17, 2022 · Washington, Dc
S•••••••• S••••••••• BD affiliated
Nov 21, 2017 to Aug 2, 2018 · Boston, Ma
C•••••• S••••• • C••• I••• national BD
Jan 19, 2017 to Oct 24, 2017 · Bowie, Md
L•• F•••••••• L•• BD affiliated
Nov 19, 2003 to May 24, 2005 · Washington, Dc
R•••• S••••••••• I••• unclassified
Sep 16, 2003 to Nov 19, 2003 · Washington, Dc
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 20, 2002 to Oct 31, 2002 · South Portland, Me

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••
left Jun 17, 2022, registered Jun 29, 2023 (377 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
S•••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 2, 2018, registered Oct 29, 2018 (88 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• S••••• • C••• I••• to S•••••••• S•••••••••
left Oct 24, 2017, registered Nov 21, 2017 (28 days) · Other
L•• F•••••••• L•• to C•••••• S••••• • C••• I•••
left May 24, 2005, registered Jan 19, 2017 (4258 days) · Other
R•••• S••••••••• I••• to L•• F•••••••• L••
left Nov 19, 2003, registered Nov 19, 2003 (0 days) · Other
A••••••••• F•••••••• S•••••••• L•• to R•••• S••••••••• I•••
left Oct 31, 2002, registered Sep 16, 2003 (320 days) · Other

Signals

J••• R••••••••• C••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
Jun 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address