DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••••• M• C••••••

T•• R••••••••• S••••••• L••independent RIARedmond, WaIA-onlyIAPD 4359310

Feed of 09/14/2026

Also filed as H•••••• Michelle C••••••

At current firm

2 y

since Nov 6, 2023

In the industry

25 y

since Feb 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• R••••••••• S••••••• L•• independent RIA current
since Nov 6, 2023 · Redmond, Wa
B• W••••• S••••••••• independent RIA
Jul 2, 2019 to Oct 12, 2023 · Bellevue, Wa
L•• F•••••••• L•• BD affiliated
Nov 10, 2017 to Dec 31, 2019 · Bellevue, Wa
F•••••••• A•••••••• I••••••••• M••••••••• former
Nov 14, 2016 to Oct 17, 2019 · Bellevue, Wa
W•••••• • R••• former
Jun 20, 2002 to Nov 9, 2016 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

B• W••••• S••••••••• to T•• R••••••••• S••••••• L••
left Oct 12, 2023, registered Nov 6, 2023 (25 days) · RIA to RIA
L•• F•••••••• L•• to B• W••••• S•••••••••
left Dec 31, 2019, registered Jul 2, 2019 (-182 days) · Affiliated broker-dealer or bank to a newly registered adviser
F•••••••• A•••••••• I••••••••• M••••••••• to L•• F•••••••• L••
left Oct 17, 2019, registered Nov 10, 2017 (-706 days) · RIA to RIA
W•••••• • R••• to F•••••••• A•••••••• I••••••••• M•••••••••
left Nov 9, 2016, registered Nov 14, 2016 (5 days) · Other · moved with a team

Signals

H•••••• M• C•••••• left B• W••••• S••••••••• for T•• R••••••••• S••••••• L•• (registered 2023-11-06)
Oct 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address