RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• N•••• F•••
- P••••••••• A••••• L•• independent RIA currentsince Jun 30, 2011 · Lincoln, Ma
- P••••• F•••••••• A•••••••• I••• formerDec 13, 2010 to Feb 13, 2012 · Waltham, Ma
- B••••••••• F••• • C• I•• unclassifiedJan 25, 1996 to Feb 6, 2008 · Waltham, Ma
- P••••• F•••••••• A•••••••• I••• to P••••••••• A••••• L••left Feb 13, 2012, registered Jun 30, 2011 (-228 days) · Other
- B••••••••• F••• • C• I•• to P••••• F•••••••• A•••••••• I•••left Feb 6, 2008, registered Dec 13, 2010 (1041 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address