DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Powerhouse Assets LLC
Latest filing Mar 17, 2026
First filing on the tape Jun 5, 2020 · 15 filings
SEC status approved since Jul 20, 2020
RAUM
$215M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
80%
$171M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$71.6M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$215M as of Mar 17, 2026
Mar 16, 2021$124M then
HNW client RAUM$164M as of Mar 17, 2026
Mar 16, 2021$117M then
State-registered IARs (5.B.3)3 as of Mar 17, 2026
Mar 16, 20213 then
Employees (5.A)3 as of Mar 17, 2026
Mar 16, 20213 then
Private funds: no history
RAUM +3.8% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $71.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$164M76%
- Corporations and businesses$44.0M20%
- Individuals$6.5M3.0%
- Individual clients
- 12reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 213reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alice Nancy FinnCertified Financial Planner | Lincoln, Ma | Jun 30, 2011 | 30 y | 2 |
| Ralitza S Gueorguieva | Lincoln, Ma | Apr 2, 2012 | 21 y | 0 |
| Iwona CholewaChartered Financial Analyst | Austin, Tx | Mar 4, 2020 | 26 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Linda Kay Taylor to Carlisle Financial Group, LLCApr 9, 2012 · RIA to a state-registered adviser
Joined, latest
- Iwona Cholewa from Hemington Wealth ManagementMar 4, 2020 · RIA to RIA
- Alice Nancy Finn from Pillar Financial Advisors, Inc.Jun 30, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nancy Alice Finn · Managing Member And Chief Compliance Officercontrolsince 01/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lincoln, Ma | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Austin, TX1 employees
- Concord, MA1 employees
What changed
consecutive filings, newest first
- Accounts · 219 to 213Mar 5, 2025 to Mar 17, 2026
- Charity clients · 0.0 to unsetMar 5, 2025 to Mar 17, 2026
- HNW clients · 38 to 48Mar 5, 2025 to Mar 17, 2026
- Individual clients · 19 to 12Mar 5, 2025 to Mar 17, 2026
- Pension plan clients · 0.0 to unsetMar 5, 2025 to Mar 17, 2026
- Pooled vehicle clients · 0.0 to unsetMar 5, 2025 to Mar 17, 2026
- Discretionary RAUM · $190M to $198MMar 5, 2025 to Mar 17, 2026
- HNW RAUM · $155M to $164MMar 5, 2025 to Mar 17, 2026
- Individual RAUM · $12.5M to $6.5MMar 5, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $17.0M to $16.5MMar 5, 2025 to Mar 17, 2026
- Pension RAUM · 0.0 to unsetMar 5, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · 0.0 to unsetMar 5, 2025 to Mar 17, 2026
- RAUM · $207M to $215MMar 5, 2025 to Mar 17, 2026
- Accounts · 205 to 219Feb 27, 2024 to Mar 5, 2025
- HNW clients · 39 to 38Feb 27, 2024 to Mar 5, 2025
- Financial planning clients · unset to Feb 27, 2024 to Mar 5, 2025
- HQ city · unset to Feb 27, 2024 to Mar 5, 2025
- HQ state · unset to Feb 27, 2024 to Mar 5, 2025
- Discretionary RAUM · $161M to $190MFeb 27, 2024 to Mar 5, 2025
- HNW RAUM · $130M to $155MFeb 27, 2024 to Mar 5, 2025
- Individual RAUM · $12.0M to $12.5MFeb 27, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $15.0M to $17.0MFeb 27, 2024 to Mar 5, 2025
- RAUM · $176M to $207MFeb 27, 2024 to Mar 5, 2025
- Accounts · 196 to 205Feb 28, 2023 to Feb 27, 2024
- HNW clients · 38 to 39Feb 28, 2023 to Feb 27, 2024
- Individual clients · 18 to 19Feb 28, 2023 to Feb 27, 2024
- Discretionary RAUM · $140M to $161MFeb 28, 2023 to Feb 27, 2024
- HNW RAUM · $112M to $130MFeb 28, 2023 to Feb 27, 2024
- Individual RAUM · $10.0M to $12.0MFeb 28, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $18.0M to $15.0MFeb 28, 2023 to Feb 27, 2024
- RAUM · $158M to $176MFeb 28, 2023 to Feb 27, 2024
- Accounts · 180 to 196Feb 16, 2022 to Feb 28, 2023
- HNW clients · 33 to 38Feb 16, 2022 to Feb 28, 2023
- Individual clients · 17 to 18Feb 16, 2022 to Feb 28, 2023
- Discretionary RAUM · $144M to $140MFeb 16, 2022 to Feb 28, 2023
- Individual RAUM · $9.0M to $10.0MFeb 16, 2022 to Feb 28, 2023
- Non-discretionary RAUM · $0 to $18.0MFeb 16, 2022 to Feb 28, 2023
- RAUM · $144M to $158MFeb 16, 2022 to Feb 28, 2023
- Accounts · 160 to 180Oct 18, 2021 to Feb 16, 2022
- Corporate clients · 0 to 1Oct 18, 2021 to Feb 16, 2022
Signals
1 dated events
- Powerhouse Assets Llc filed its initial SEC registration (Form ADV)Jun 5, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/powerhouse-assets-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- powerhouseassets.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 781-856-4721reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026