DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• A••• M••••••••

J••• M••••• S••••••••• L••wirehouseFort Myers, Fldual registrantIAPD 4361727

Feed of 09/14/2026

Also filed as E••• M••••••••

At current firm

11 y

since Nov 17, 2014

In the industry

25 y

since May 18, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Nov 17, 2014 · Fort Myers, Fl
S••••••• I••••••••• S•••••••• I••• former
Apr 18, 2011 to Oct 24, 2014 · Charlotte, Nc
U•• F•••••••• S••••••• I••• wirehouse
Jun 2, 2009 to Apr 11, 2011 · Weehawken, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 22, 2005 to May 28, 2009 · Shrewsbury, Nj
M••••• S•••••• D• I••• unclassified
Jun 11, 2002 to Jul 27, 2005 · Red Bank, Nj

Moves

a registration end followed by a registration begin elsewhere

S••••••• I••••••••• S•••••••• I••• to J••• M••••• S••••••••• L••
left Oct 24, 2014, registered Nov 17, 2014 (24 days) · Other
U•• F•••••••• S••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Apr 11, 2011, registered Apr 18, 2011 (7 days) · Other
C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left May 28, 2009, registered Jun 2, 2009 (5 days) · Other
M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••
left Jul 27, 2005, registered Jul 22, 2005 (-5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address