RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• D• J•••••
- T•• W••• C•••••• A••••••• L•• institutional currentsince Feb 6, 2020 · Overland Park, Ks
- W•••••• • R••• formerNov 5, 2014 to Feb 3, 2020 · Overland Park, Ks
- O••••••••• institutionalJun 27, 2014 to Nov 5, 2014 · Overland Park, Ks
- W•••••• • R••• formerJan 6, 2006 to Jun 23, 2014 · Shawnee Mission, Ks
- W•••••• • R••• to T•• W••• C•••••• A••••••• L••left Feb 3, 2020, registered Feb 6, 2020 (3 days) · Other
- O••••••••• to W•••••• • R•••left Nov 5, 2014, registered Nov 5, 2014 (0 days) · Other
- W•••••• • R••• to O•••••••••left Jun 23, 2014, registered Jun 27, 2014 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address