DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• W••• C•••••• A••••••• L••
Latest filing Aug 29, 2026
First filing on the tape Apr 12, 2012 · 70 filings
SEC status approved since May 10, 2012
RAUM
$3.9B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
7.1%
$275M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$243M
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$3.9B as of Aug 29, 2026
Mar 15, 2013$334M then
HNW client RAUM$192M as of Aug 29, 2026
Mar 13, 2018$18.1M then
State-registered IARs (5.B.3)15 as of Aug 29, 2026
Mar 15, 20136 then
Employees (5.A)15 as of Aug 29, 2026
Mar 15, 20136 then
Private funds: no history
RAUM +20% over the last fiscal year+23% a year over threeIARs 14 to 15
Practice profile
derived from the filing of Aug 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and p••••••-client share under 20 percent
- ocio institutional a••••••y · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $243MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $6.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 93%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $87.3M, 90 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$3.6B93%
- High-net-worth individuals$192M4.9%
- Individuals$83.0M2.1%
- Individual clients
- 276reported
- HNW clients
- 90reported
- Pension plan clients
- 284reported
- Charitable clients
- n/areported
- Accounts
- 650reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $87.3M for 90 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.07 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••• D••••• U•••••••• | Overland Park, Ks | Aug 20, 2010 | 24 y | 2 |
| R••• K••• R••• | Overland Park, Ks | Sep 3, 2010 | 24 y | 2 |
| C••••••••• R••••• R••••••Certified Financial Planner | Overland Park, Ks | Aug 29, 2011 | 19 y | 0 |
| R••••• E••• W••••Chartered Financial Consultant | Overland Park, Ks | May 23, 2012 | 44 y | 1 |
| J••• V••••• C•••••••••Chartered Financial Analyst | Overland Park, Ks | Jul 10, 2014 | 18 y | 3 |
| A••••• J• M•••Certified Financial Planner | Overland Park, Ks | Oct 31, 2014 | 12 y | 0 |
| M•••••• T•••••• C••••• | Overland Park, Ks | Jan 30, 2015 | 15 y | 1 |
| T•••••• D• J•••••Certified Financial Planner | Overland Park, Ks | Feb 6, 2020 | 24 y | 3 |
| B•••• D• M•••••••••Certified Financial Planner | Overland Park, Ks | Jun 11, 2020 | 21 y | 1 |
| G•••••• D•••• S••••••Certified Financial Planner, Chartered Financial Consultant | Overland Park, Ks | Jul 28, 2020 | 40 y | 3 |
| A•••• K•••••••••Certified Financial Planner | Overland Park, Ks | May 26, 2022 | 10 y | 1 |
| S•••••••• M•••• S•••• | Overland Park, Ks | Sep 29, 2022 | 14 y | 1 |
| S•••• A••••• E••••• | Overland Park, Ks | Oct 26, 2022 | 18 y | 3 |
| K••• E••••• H••••• | Overland Park, Ks | Nov 1, 2023 | 12 y | 0 |
| B••••• K••••••• | Overland Park, Ks | Nov 6, 2025 | 13 y | 1 |
| L•••• J•• M••••• | Overland Park, Ks | Nov 6, 2025 | 24 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• F•• to F••••••• P••••••• A•• W•••••••• A•••••••Feb 18, 2022 · Other
- L•••• C•••• R••••• to O•••••••••Apr 22, 2021 · Other
- S••••••• A••• J•••• to P•••••• A•••••• G••••• L••Dec 11, 2020 · Other
- J•••• M• M•••• to A••••••• F••••••••• L•••May 11, 2020 · Other
- D••• R••• W•••••• to C••••• W••••• A•••••••• L••Apr 1, 2020 · Other
- S•••• R••••• W••••• to C••••• W••••• A•••••••• L••Jan 27, 2020 · Other
- P••• E••••• C•••• to M•••••• W•••••Sep 18, 2019 · Other
- C••••••••• D••• F••• to M•••••• W•••••Sep 18, 2019 · Other
- J••••• J•••• H••• to M•••••• W•••••Aug 26, 2019 · Other
- J•••• J•••• T•••••• to M••••••Apr 4, 2019 · Other
Joined, latest
- B••••• K••••••• from M•• I•••••••• S•••••••• L••Nov 6, 2025 · Other
- L•••• J•• M••••• from 4• F••••••••Nov 6, 2025 · Other
- S•••• A••••• E••••• from P•••• C•••••• F••••••••Oct 26, 2022 · Other
- S•••••••• M•••• S•••• from C••••• F••••••••Sep 29, 2022 · Other
- A•••• K••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 26, 2022 · Other
- M•••••• F•• from C••••• F••••••••Oct 12, 2021 · Other
- G•••••• D•••• S•••••• from S•••••• A••••••• S•••••••• I•••Jul 28, 2020 · Other
- B•••• D• M••••••••• from V•••• F•••••••• A•••••••• I•••Jun 11, 2020 · Other
- T•••••• D• J••••• from W•••••• • R•••Feb 6, 2020 · Other
- J•••• M• M•••• from A••••••• F•••••••• A•••••••Nov 7, 2019 · Other
- S•••• R••••• W••••• from M••••••Dec 19, 2018 · Other
- D••• R••• W•••••• from M•••••• W••••• A•••••••Dec 18, 2018 · Other
- S••••••• A••• J•••• from M•• G••••Jan 21, 2018 · Other
- L•••• C•••• R••••• from U•• F•••••••• S•••••••• I•••Dec 8, 2015 · Other
- M•••••• T•••••• C••••• from C••• C•••••• M••••••••• L••Jan 30, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for M•••••• W•••••Sep 18, 2019 · Overland Park, Ks
- 2 joined from C••• C•••••• M••••••••• L••Mar 18, 2015 · Overland Park, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• J•••• V••••• · Manager, Chief Investment Officer, Chief Compliance Officercontrolsince 07/2014 · owns less than 5%
- R•••• R•••• K••• · Managercontrolsince 07/2010 · owns less than 5%
- U••••••••• M••••• D••••• · Managercontrolsince 07/2010 · owns less than 5%
- C••••• D••••• K•••••• · Elected Manager Of S•••••••• Wealth Group, LLCcontrolsince 06/2022 · owns F of S•••••••• W••••• G•••• L••
- C••••••••• J•••• V••••• · Member, Manager Of Ram Ventures, LLC (A Member Of Two W•••)controlsince 01/2015 · owns 25% to 50% of R•• V••••••• L••
- D••••••• J••••• R• · Elected Manager Of S•••••••• Wealth Group, LLCcontrolsince 06/2022 · owns F of S•••••••• W••••• G•••• L••
- D•••••• J••••• M•••••• · Elected Manager Of S•••••••• Wealth Group, LLCcontrolsince 06/2022 · owns F of S•••••••• W••••• G•••• L••
- G•••••• M•••••• · Elected Manager Of S•••••••• Wealth Group, LLCcontrolsince 06/2022 · owns F of S•••••••• W••••• G•••• L••
- R•••• R•••• K••• · Member, Manager Of Ram Ventures, LLC (A Member Of Two W•••)controlsince 07/2010 · owns 25% to 50% of R•• V••••••• L••
- U••••••••• M••••• D• · Member, Manager Of Ram Ventures, LLC (A Member Of Two W•••)controlsince 07/2010 · owns 25% to 50% of R•• V••••••• L••
Entity owners
- R•• V••••••• L•• · Memberdirect · owns 75% or more
- A• U• H••••••• I••• · Member - Class A Unitsindirect · owns 50% to 75% of S•••••••• W••••• G•••• L••
- A••••• H••••••• S•••• · Ownerindirect · owns 75% or more of A••••• U• H••••••• L•••
- A••••• U• H••••••• L••• · Ownerindirect · owns 75% or more of A• U• H••••••• I•••
- S•••••••• W••••• G•••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- S•••••••• A•••••••• L••investment advisernRAUM $35B
Advisers that list T•• W••• C•••••• A••••••• L•• as a related person
- 226669 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 16 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Elmira, NY1 employees
What changed
consecutive filings, newest first
- Related adviser · false to trueMay 29, 2026 to Aug 29, 2026
- Related adviser · true to falseMar 3, 2026 to May 29, 2026
- Accounts · 579 to 650Dec 8, 2025 to Mar 3, 2026
- Advisory employees · 14 to 15Dec 8, 2025 to Mar 3, 2026
- HNW clients · 73 to 90Dec 8, 2025 to Mar 3, 2026
- Individual clients · 256 to 276Dec 8, 2025 to Mar 3, 2026
- Pension plan clients · 250 to 284Dec 8, 2025 to Mar 3, 2026
- Assets in custody · $114M to $87.3MDec 8, 2025 to Mar 3, 2026
- Employees · 14 to 15Dec 8, 2025 to Mar 3, 2026
- State-registered IARs · 14 to 15Dec 8, 2025 to Mar 3, 2026
- Discretionary RAUM · $3.2B to $3.7BDec 8, 2025 to Mar 3, 2026
- HNW RAUM · $147M to $192MDec 8, 2025 to Mar 3, 2026
- Individual RAUM · $72.2M to $83.0MDec 8, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $90.7M to $170MDec 8, 2025 to Mar 3, 2026
- Pension RAUM · $3.0B to $3.6BDec 8, 2025 to Mar 3, 2026
- RAUM · $3.2B to $3.9BDec 8, 2025 to Mar 3, 2026
- Accounts · 1,035 to 579Sep 19, 2024 to Mar 19, 2025
- HNW clients · 54 to 73Sep 19, 2024 to Mar 19, 2025
- Pension plan clients · 217 to 250Sep 19, 2024 to Mar 19, 2025
- Assets in custody · $54.5M to $114MSep 19, 2024 to Mar 19, 2025
- Employees · 15 to 14Sep 19, 2024 to Mar 19, 2025
- Insurance-licensed employees · 1 to 0Sep 19, 2024 to Mar 19, 2025
- Financial planning clients · 0 to 0Sep 19, 2024 to Mar 19, 2025
- Discretionary RAUM · $2.7B to $3.2BSep 19, 2024 to Mar 19, 2025
- HNW RAUM · $104M to $147MSep 19, 2024 to Mar 19, 2025
- Individual RAUM · $69.5M to $72.2MSep 19, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $80.8M to $90.7MSep 19, 2024 to Mar 19, 2025
- Pension RAUM · $2.6B to $3.0BSep 19, 2024 to Mar 19, 2025
- RAUM · $2.8B to $3.2BSep 19, 2024 to Mar 19, 2025
- Accounts · 455 to 1,035Jan 17, 2024 to Mar 22, 2024
- HNW clients · 39 to 54Jan 17, 2024 to Mar 22, 2024
- Individual clients · 242 to 256Jan 17, 2024 to Mar 22, 2024
- Pension plan clients · 174 to 217Jan 17, 2024 to Mar 22, 2024
- Assets in custody · $134M to $54.5MJan 17, 2024 to Mar 22, 2024
- Discretionary RAUM · $2.0B to $2.7BJan 17, 2024 to Mar 22, 2024
- HNW RAUM · $69.5M to $104MJan 17, 2024 to Mar 22, 2024
- Individual RAUM · $64.6M to $69.5MJan 17, 2024 to Mar 22, 2024
- Non-discretionary RAUM · $82.3M to $80.8MJan 17, 2024 to Mar 22, 2024
- Pension RAUM · $2.0B to $2.6BJan 17, 2024 to Mar 22, 2024
- RAUM · $2.1B to $2.8BJan 17, 2024 to Mar 22, 2024
Signals
8 dated events
- T•• W••• C•••••• A••••••• L•• reported RAUM $2.8B, up 31% from $2.1B (2024-01-17 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Sara Dawn Stiles no longer registered at T•• W••• C•••••• A••••••• L••; no later IA registration on IAPDMar 21, 2023 · a•••••• departure · fact
- K•••••• D•••• C•••• (Elected Manager Of S•••••••• Wealth Group, Llc) appeared on Schedule A of T•• W••• C•••••• A••••••• L••Nov 2, 2022 · Control person joined · fact
- M•••••• G••••• (Elected Manager Of S•••••••• Wealth Group, Llc) appeared on Schedule A of T•• W••• C•••••• A••••••• L••Nov 2, 2022 · Control person joined · fact
- R J•••• D•••••• (Elected Manager Of S•••••••• Wealth Group, Llc) appeared on Schedule A of T•• W••• C•••••• A••••••• L••Nov 2, 2022 · Control person joined · fact
- M•••••• J•••• D••••• (Elected Manager Of S•••••••• Wealth Group, Llc) appeared on Schedule A of T•• W••• C•••••• A••••••• L••Nov 2, 2022 · Control person joined · fact
- M•••••• F•• left T•• W••• C•••••• A••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-03-30)Feb 18, 2022 · a•••••• firm change · fact
- T•• W••• C•••••• A••••••• L•• reported RAUM $1.5B, up 25% from $1.2B (2019-08-27 to 2020-02-25)Feb 25, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/two-west-companiesreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/goalpath-solutions-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- goalpathsoluctions.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-825-1722reportedpublic record, Form ADV, Aug 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $243Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026