DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Aaron Lusardi
Feed of 09/14/2026
Also filed as Matt Lusardi
At current firm
3 y
since Sep 13, 2023
In the industry
25 y
since Jun 21, 2001 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Sep 13, 2023 · Chicago, Il
- Oppenheimer & Co. Inc. BD affiliatedFeb 10, 2023 to Sep 15, 2023 · Chicago, Il
- Robert W. Baird & Co. Incorporated mixed wealthOct 30, 2019 to Apr 24, 2020 · Chicago, Il
- Piper Sandler & Co. institutionalOct 11, 2017 to Sep 3, 2019 · Chicago, Il
- Janney Montgomery Scott LLC BD affiliatedMay 31, 2016 to Oct 6, 2017 · Chicago, Il
- Versatile Capital Management L.L.C. independent RIAFeb 18, 2016 to Jun 14, 2016 · Chicago, Il
- Uhlmann Investment Management, L.L.C. independent RIAJan 22, 2016 to Feb 17, 2016 · Skokie, Il
- Hayden Royal formerNov 2, 2015 to Feb 5, 2016 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 1, 2007 to Feb 13, 2009 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 6, 2006 to Jul 17, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Oppenheimer & Co. Inc. to Raymond James & Associates, Inc.left Sep 15, 2023, registered Sep 13, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- Robert W. Baird & Co. Incorporated to Oppenheimer & Co. Inc.left Apr 24, 2020, registered Feb 10, 2023 (1022 days) · RIA to affiliated broker-dealer or bank
- Piper Sandler & Co. to Robert W. Baird & Co. Incorporatedleft Sep 3, 2019, registered Oct 30, 2019 (57 days) · Other
- Janney Montgomery Scott LLC to Piper Sandler & Co.left Oct 6, 2017, registered Oct 11, 2017 (5 days) · Other
- Versatile Capital Management L.L.C. to Janney Montgomery Scott LLCleft Jun 14, 2016, registered May 31, 2016 (-14 days) · Other
- Uhlmann Investment Management, L.L.C. to Versatile Capital Management L.L.C.left Feb 17, 2016, registered Feb 18, 2016 (1 days) · Other
- Hayden Royal to Uhlmann Investment Management, L.L.C.left Feb 5, 2016, registered Jan 22, 2016 (-14 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hayden Royalleft Feb 13, 2009, registered Nov 2, 2015 (2453 days) · Other
Signals
- Matthew Aaron Lusardi left Oppenheimer & Co. Inc. for Raymond James & Associates, Inc. (registered 2023-09-13)Sep 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address