DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Elliott Curtis Hollingsworth

Clifford Swan Investment Counselorsindependent RIAPasadena, CaIA-onlyIAPD 4363276

Feed of 09/14/2026

Also filed as Elliot Curtis Hollingsworth

At current firm

1 y

since Sep 5, 2025

In the industry

25 y

since Aug 3, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Clifford Swan Investment Counselors independent RIA current
since Sep 5, 2025 · Pasadena, Ca
The Mather Group, LLC independent RIA
May 31, 2019 to May 9, 2025 · Chicago, Il
Halbert Hargrove independent RIA
Oct 10, 2014 to May 29, 2019 · Long Beach, Ca
Oakwood Capital Management LLC former
Sep 23, 2008 to Oct 6, 2014 · Los Angeles, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 1, 2004 to Apr 2, 2008 · Los Angeles, Ca
UBS Financial Services Inc. wirehouse
Mar 27, 2002 to Mar 11, 2004 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

The Mather Group, LLC to Clifford Swan Investment Counselors
left May 9, 2025, registered Sep 5, 2025 (119 days) · RIA to RIA
Halbert Hargrove to The Mather Group, LLC
left May 29, 2019, registered May 31, 2019 (2 days) · RIA to RIA
Oakwood Capital Management LLC to Halbert Hargrove
left Oct 6, 2014, registered Oct 10, 2014 (4 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Oakwood Capital Management LLC
left Apr 2, 2008, registered Sep 23, 2008 (174 days) · Other
UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 11, 2004, registered Mar 1, 2004 (-10 days) · Wirehouse to wirehouse

Signals

Elliott Curtis Hollingsworth left The Mather Group, Llc for Clifford Swan Investment Counselors (registered 2025-09-05)
May 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address