DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Halbert Hargrove
Legal name Halbert Hargrove Global Advisors, LLC
Latest filing Mar 28, 2026
First filing on the tape Dec 21, 2011 · 59 filings
SEC status approved since Oct 13, 1988
RAUM
$4.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
87%
$3.7B individuals and HNW
Advisors
43
registered through the firm on IAPD
RAUM per advisor
$97.8M
derived; firm RAUM over IAPD count
Employees
52
36 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$4.2B as of Mar 28, 2026
Mar 28, 2012$1.7B then
HNW client RAUM$3.4B as of Mar 28, 2026
Mar 27, 2018$1.4B then
State-registered IARs (5.B.3)41 as of Mar 28, 2026
Mar 7, 201334 then
Employees (5.A)52 as of Mar 28, 2026
Mar 7, 201336 then
Private funds: no history
RAUM +20% over the last fiscal year+15% a year over threeIARs 40 to 41
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $97.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $852,375derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.7derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $1.2B, 648 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.4B81%
- Pension and profit-sharing plans$322M7.7%
- Individuals$245M5.8%
- Charitable organizations$138M3.3%
- Corporations and businesses$89.6M2.1%
- Individual clients
- 574reported
- HNW clients
- 883reported
- Pension plan clients
- 24reported
- Charitable clients
- 26reported
- Accounts
- 4,932reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $1.1M managedreported
- Custody of client assets
- $1.2B for 648 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
43 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Russell Thomas HillCertified Financial Planner | Long Beach, Ca | Jun 19, 1989 | 28 y | 0 |
| Craig Travis Cross | Long Beach, Ca | Jun 19, 1989 | 31 y | 0 |
| Timothy Jon AndersonPersonal Financial Specialist | Long Beach, Ca | Apr 6, 2004 | 33 y | 0 |
| Steven Leo Klosterman | Denver, Co | Apr 14, 2004 | 44 y | 1 |
| Anthony Paul SkvarkaCertified Financial Planner | Long Beach, Ca | May 11, 2004 | 22 y | 0 |
| Mark Peter JanciCertified Financial Planner | Long Beach, Ca | Oct 18, 2005 | 36 y | 3 |
| Nickolas Robert StrainCertified Financial Planner | Long Beach, Ca | Mar 8, 2006 | 21 y | 0 |
| John Carlos Abusaid | Long Beach, Ca | Apr 11, 2006 | 22 y | 0 |
| Michelle Marie White | Long Beach, Ca | Apr 11, 2006 | 28 y | 0 |
| David Lewis Overton | Denver, Co | May 17, 2006 | 33 y | 1 |
| Brian Michael SpinelliCertified Financial Planner | Long Beach, Ca | Sep 4, 2006 | 20 y | 0 |
| Cecilia Townsley WilliamsCertified Financial Planner | Carlsbad, Ca | Oct 5, 2006 | 20 y | 0 |
| Shane W CummingsCertified Financial Planner | Denver, Co | Dec 20, 2006 | 19 y | 0 |
| Kelli Richmond Kiemle | Long Beach, Ca | Sep 27, 2007 | 18 y | 0 |
| Ross Adam LangleyCertified Financial Planner | The Woodlands, Tx | Jul 21, 2011 | 20 y | 1 |
| Edwin William Langley | Long Beach, Ca | Jul 21, 2011 | 47 y | 1 |
| David Arthur KochCertified Financial Planner, Chartered Financial Analyst | Irvine, Ca | Jan 20, 2012 | 14 y | 0 |
| Craig William EisslerCertified Financial Planner | Long Beach, Ca | Jan 30, 2012 | 15 y | 0 |
| Brenden Patrick MelroseCertified Financial Planner | Carlsbad, Ca | Feb 14, 2012 | 14 y | 0 |
| Taylor Hall SutherlandCertified Financial Planner | Carlsbad, Ca | Jun 20, 2012 | 22 y | 3 |
| James T. AhnCertified Financial Planner | Long Beach, Ca | Jun 29, 2012 | 18 y | 2 |
| Patrick Anthony Kujawa | Denver, Co | Jul 20, 2012 | 32 y | 2 |
| Timothy Donald Kohler | Long Beach, Ca | Sep 9, 2014 | 12 y | 0 |
| Brett Michael GersackCertified Financial Planner | Long Beach, Ca | May 26, 2015 | 26 y | 2 |
| Julia Kim PhamCertified Financial Planner | Irvine, Ca | Aug 18, 2015 | 11 y | 0 |
| Jennifer Ann Caravello | Bellevue, Wa | Nov 13, 2015 | 11 y | 0 |
| Tyler GilleyCertified Financial Planner | Long Beach, Ca | Mar 14, 2016 | 11 y | 0 |
| Anthony Dominic DelaneCertified Financial Planner | Long Beach, Ca | Jun 8, 2016 | 10 y | 1 |
| Vincent Robert BirardiCertified Financial Planner | Long Beach, Ca | Nov 12, 2018 | 13 y | 0 |
| Samantha Joann GarciaCertified Financial Planner | Irvine, Ca | Nov 15, 2018 | 12 y | 1 |
| Joshua RobbinsCertified Financial Planner | Scottsdale, Az | Aug 10, 2022 | 11 y | 1 |
| Ethan Garrett CampbellCertified Financial Planner | Valencia, Ca | Apr 24, 2023 | 13 y | 0 |
| Cyrus William DereuCertified Financial Planner | Long Beach, Ca | Apr 29, 2023 | 12 y | 0 |
| John Raul Esparza | Long Beach, Ca | Jun 13, 2023 | 12 y | 0 |
| Jake Anthony CastilloCertified Financial Planner | Carlsbad, Ca | Jul 12, 2023 | 10 y | 0 |
| Katelyn Nicole Watts | Long Beach, Ca | Aug 9, 2023 | 10 y | 0 |
| Anna Marie Lair | Long Beach, Ca | Aug 5, 2024 | 11 y | 0 |
| Kylie Amanda Schwartz | Long Beach, Ca | Nov 14, 2024 | 12 y | 0 |
| Stephen Bedikian | Long Beach, Ca | Feb 3, 2025 | 14 y | 0 |
| Julianne Cate Copeland | Long Beach, Ca | Mar 10, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Ariel Jordan Bollant to Eagle Strategies LLCJun 20, 2024 · RIA to affiliated broker-dealer or bank
- Cheryl Burgmaier to Future Wise Financial Planning, LLCOct 23, 2019 · Other
- Elliott Curtis Hollingsworth to The Mather Group, LLCMay 29, 2019 · RIA to RIA
- Sathya Chey Patterson to Wells Fargo AdvisorsAug 1, 2018 · RIA to wirehouse
- Yuyen Chang to Creative PlanningJun 26, 2018 · RIA to RIA
- Kerry-Michael Finn to Sequoia Financial Group, L.L.C.Apr 3, 2018 · RIA to RIA
- Art Steven Martinez Federis to Assetmark, Inc.Sep 29, 2017 · Other
- Gary Lee Corderman to United Capital Financial AdvisorsMay 17, 2017 · Other
- Douglas Alfred Barker to MarinerApr 11, 2016 · Other
- Kimberly Chin Muska to UBS Financial Services Inc.Mar 3, 2015 · Other
- Andrew Carl Welzel to MarinerFeb 3, 2015 · Other
- Mohammad Nayeem Qureshi to Protected Investors Of AmericaMar 14, 2014 · Other
- Olivian Traian Pitis to Dimensional Fund Advisors LPJun 5, 2012 · Other
- Stephen Edward Kriha to Trutina FinancialMar 1, 2012 · Other
- Eric Fenton Green to FsicApr 11, 2006 · Other
Joined, latest
- Joshua Robbins from Robert W. Baird & Co. IncorporatedAug 10, 2022 · RIA to RIA
- Samantha Joann Garcia from Asset Planning, IncNov 15, 2018 · RIA to RIA
- Anthony Dominic Delane from UBS Financial Services Inc.Jun 8, 2016 · Other
- Yuyen Chang from Gps Capital Management, LLCAug 25, 2015 · Other
- Brett Michael Gersack from Charles Schwab & Co., Inc.May 26, 2015 · Other
- Elliott Curtis Hollingsworth from Oakwood Capital Management LLCOct 10, 2014 · Other
- Douglas Alfred Barker from Stifel, Nicolaus & Company, IncorporatedFeb 11, 2013 · Other
- Mohammad Nayeem Qureshi from Lehman Brothers Inc.Jan 11, 2013 · Other
- Patrick Anthony Kujawa from Denk Strategic Wealth PartnersJul 20, 2012 · Other
- James T. Ahn from Citigroup Global Markets Inc.Jun 29, 2012 · Other
- Taylor Hall Sutherland from Stifel, Nicolaus & Company, IncorporatedJun 20, 2012 · Other
- Kimberly Chin Muska from RBC Capital Markets, LLCApr 23, 2012 · Other
- Edwin William Langley from Bok Financial Asset Management, Inc.Jul 21, 2011 · Other
- Ross Adam Langley from Bok Financial Asset Management, Inc.Jul 21, 2011 · Other
- Stephen Edward Kriha from Wellspring Financial Advisors L.L.C.Apr 7, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Carlos John Abusaid · Chief Executive Officercontrolsince 01/2011 · owns 10% to 25%
- Jon Timothy Anderson · Managing Directorcontrolsince 10/2006 · owns less than 5%
- Travis Craig Cross · Managing Directorcontrolsince 12/1998 · owns less than 5%
- Thomas Russell Hill · Chairman / Co- Foundercontrolsince 12/1998 · owns less than 5%
- Patrick Brenden Melrose · Chief Compliance Officercontrolsince 12/2023 · owns less than 5%
- Michael Brian Spinelli · Co-Chief Investment Officercontrolsince 12/2022 · owns less than 5%
- Townsley Cecilia Williams · Chief Operating Officercontrolsince 07/2012 · owns less than 5%
- Thomas Russell Hill · Presidentcontrolsince 12/1998 · owns 75% or more of Halbert Hargrove Holdings, Inc.
Entity owners
- Halbert Hargrove Holdings, Inc. · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- E. William Langleyinsurancen
- Ross A. Langleyinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Long Beach, Ca · principal | 43 | 3 | 0 | ||
| Carlsbad, Ca | 7 | 0 | 0 | ||
| Denver, Co | 5 | 0 | 0 | ||
| Bellevue, Wa | 4 | 0 | 0 | ||
| Irvine, Ca | 4 | 0 | 0 | ||
| Houston, Tx | 3 | 0 | 0 | ||
| Scottsdale, Az | 3 | 0 | 0 | ||
| Boulder, Co | 2 | 0 | 0 | ||
| Valencia, Ca | 2 | 0 | 0 | ||
| The Woodlands, Tx | 2 | 0 | 0 | ||
| Eugene, Or | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Carlsbad, CA6 employees
- Denver, CO5 employees
- Costa Mesa, CA4 employees
- Bellevue, WA3 employees
- Houston, TX3 employees
- Scottsdale, AZ3 employees
- The Woodlands, TX3 employees
- Eugene, OR1 employees
- , 1 employees
- Valencia, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 28, 2026SPINELLI, BRIAN, MICHAEL (CO-CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-01-05 and 2026-03-28peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 4,671 to 4,932Dec 8, 2025 to Mar 28, 2026
- Advisory employees · 35 to 36Dec 8, 2025 to Mar 28, 2026
- Charity clients · 27 to 26Dec 8, 2025 to Mar 28, 2026
- Corporate clients · 9 to 11Dec 8, 2025 to Mar 28, 2026
- HNW clients · 777 to 883Dec 8, 2025 to Mar 28, 2026
- Individual clients · 607 to 574Dec 8, 2025 to Mar 28, 2026
- Pension plan clients · 29 to 24Dec 8, 2025 to Mar 28, 2026
- Assets in custody · $1.1B to $1.2BDec 8, 2025 to Mar 28, 2026
- State-registered IARs · 40 to 41Dec 8, 2025 to Mar 28, 2026
- Discretionary RAUM · $3.4B to $4.2BDec 8, 2025 to Mar 28, 2026
- HNW RAUM · $2.7B to $3.4BDec 8, 2025 to Mar 28, 2026
- Individual RAUM · $261M to $245MDec 8, 2025 to Mar 28, 2026
- Non-discretionary RAUM · $70.0M to $37.7MDec 8, 2025 to Mar 28, 2026
- Pension RAUM · $321M to $322MDec 8, 2025 to Mar 28, 2026
- RAUM · $3.5B to $4.2BDec 8, 2025 to Mar 28, 2026
- Wrap assets (manager) · $341,616 to $1.1MDec 8, 2025 to Mar 28, 2026
- Financial planning clients · More than 500 to More than 500Mar 31, 2025 to Jul 18, 2025
- Accounts · 4,434 to 4,671Jan 10, 2025 to Mar 31, 2025
- Advisory employees · 36 to 35Jan 10, 2025 to Mar 31, 2025
- Charity clients · 28 to 27Jan 10, 2025 to Mar 31, 2025
- Corporate clients · 10 to 9Jan 10, 2025 to Mar 31, 2025
- HNW clients · 693 to 777Jan 10, 2025 to Mar 31, 2025
- Individual clients · 617 to 607Jan 10, 2025 to Mar 31, 2025
- Pension plan clients · 28 to 29Jan 10, 2025 to Mar 31, 2025
- Pooled vehicle clients · 0.0 to unsetJan 10, 2025 to Mar 31, 2025
- Assets in custody · $1.1B to $1.1BJan 10, 2025 to Mar 31, 2025
- Employees · 49 to 52Jan 10, 2025 to Mar 31, 2025
- State-registered IARs · 37 to 40Jan 10, 2025 to Mar 31, 2025
- Other offices · 15 to 25Jan 10, 2025 to Mar 31, 2025
- Discretionary RAUM · $3.0B to $3.4BJan 10, 2025 to Mar 31, 2025
- HNW RAUM · $2.4B to $2.7BJan 10, 2025 to Mar 31, 2025
- Individual RAUM · $263M to $261MJan 10, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $152M to $70.0MJan 10, 2025 to Mar 31, 2025
- Pension RAUM · $366M to $321MJan 10, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · 0.0 to unsetJan 10, 2025 to Mar 31, 2025
- RAUM · $3.2B to $3.5BJan 10, 2025 to Mar 31, 2025
- Related insurance company · true to falseJan 10, 2025 to Mar 31, 2025
- Wrap assets (manager) · unset to 341616.0Jan 10, 2025 to Mar 31, 2025
- Wrap assets (sponsor) · unset to 0.0Jan 10, 2025 to Mar 31, 2025
- Other offices · 9 to 15Aug 8, 2024 to Nov 22, 2024
Signals
4 dated events
- Halbert Hargrove reported 25 offices beyond its principal office, up from 15 (2025-01-10 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Halbert Hargrove reported 15 offices beyond its principal office, up from 9 (2024-08-08 to 2024-11-22)Nov 22, 2024 · Office count change · derived
- Ariel Jordan Bollant left Halbert Hargrove for Eagle Strategies Llc (registered 2025-08-12)Jun 20, 2024 · Advisor changed firm · fact
- Patrick Brenden Melrose (Chief Compliance Officer) appeared on Schedule A of Halbert HargroveJan 5, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-435-3505reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/HALBERT-HARGROVEreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HALBERTHARGROVE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 562-435-5657reportedpublic record, Form ADV, Mar 28, 2026
- Contact form
- halberthargrove.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- halberthargrove.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026