RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••• G••••••••
- N•••••••• B••••• B• L•• no RAUM currentsince Mar 24, 2026 · Naperville, Il
- P•• C•••••• A••••••• L•• otherJun 7, 2011 to Jan 5, 2015 · Chicago, Il
- P•• C•••••• A•••••••• I••• unclassifiedJul 10, 2008 to Nov 20, 2009 · Baltimore, Md
- N••••• F••• A•••••••• L•• asset managerJun 29, 2004 to Jul 7, 2008 · Chicago, Il
- P•• C•••••• A••••••• L•• to N•••••••• B••••• B• L••left Jan 5, 2015, registered Mar 24, 2026 (4096 days) · Other
- P•• C•••••• A•••••••• I••• to P•• C•••••• A••••••• L••left Nov 20, 2009, registered Jun 7, 2011 (564 days) · Other
- N••••• F••• A•••••••• L•• to P•• C•••••• A•••••••• I•••left Jul 7, 2008, registered Jul 10, 2008 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address