RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•• H••••••
- F••••••••• independent RIA currentsince Oct 21, 2024 · Maple Grove, Mn
- O••••••• B•• W••••• P••••••• independent RIAJun 10, 2022 to Nov 22, 2024 · Maple Grove, Mn
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 5, 2014 to Jun 9, 2022 · Minneapolis, Mn
- O••••••• B•• W••••• P••••••• to F•••••••••left Nov 22, 2024, registered Oct 21, 2024 (-32 days) · RIA to a newly registered adviser · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to O••••••• B•• W••••• P•••••••left Jun 9, 2022, registered Jun 10, 2022 (1 days) · Other
- J•••• M•• H•••••• left O••••••• B•• W••••• P••••••• for Fpnavigators (registered 2024-10-21)Nov 22, 2024 · Advisor changed firm · fact
- J•••• M•• H•••••• left N••••••••• M••••• I••••••••• S••••••••• for O••••••• B•• W••••• P••••••• (registered 2022-06-10)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address