RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P••• R•••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Mar 3, 2026 · Jacksonville Beach, Fl
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jan 2, 2019 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseJan 26, 2009 to Dec 18, 2018 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 19, 2003 to Jan 29, 2009 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Dec 18, 2018, registered Jan 2, 2019 (15 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jan 29, 2009, registered Jan 26, 2009 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address