RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•• W•• L•
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Sep 30, 2014 · Rockville, Md
- A••••••• A••••••• S••••••• formerApr 28, 2005 to Sep 24, 2009 · Bethesda, Md
- E•••••••• A•••••••• L•• national BDMay 17, 2001 to Apr 20, 2005 · Centerville, Va
- A••••••• A••••••• S••••••• to I••••••••• F•••••••• G••••• L••left Sep 24, 2009, registered Sep 30, 2014 (1832 days) · Other
- E•••••••• A•••••••• L•• to A••••••• A••••••• S•••••••left Apr 20, 2005, registered Apr 28, 2005 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address