DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas G. Gervase

SpcBD affiliatedAnn Arbor, Mi dual registrantIAPD 4367418

Feed of 09/14/2026

Also filed as Thomas Gilhooley Gervase

At current firm

2 y

since Jun 19, 2024

In the industry

18 y

since Dec 4, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Spc BD affiliated current
since Jun 19, 2024 · Fuquay Varina, Nc
Grove Point Advisors, LLC former
Dec 14, 2022 to Jun 18, 2024 · Fuquay Varina, Nc
Pruco Securities, LLC no RAUM
Oct 24, 2022 to Dec 16, 2022 · High Point, Nc
Modern Capital Advisors, LLC independent RIA
Jul 13, 2020 to Oct 17, 2022 · Raleigh, Nc
Modern Capital Advisors, LLC independent RIA
Apr 28, 2020 to Dec 31, 2021 · Raleigh, Nc
Cuso Financial Services, L.P. former
Jul 7, 2015 to Oct 11, 2019 · Durham, Nc

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to Spc
left Jun 18, 2024, registered Jun 19, 2024 (1 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Grove Point Advisors, LLC
left Dec 16, 2022, registered Dec 14, 2022 (-2 days) · Affiliated broker-dealer or bank to another
Modern Capital Advisors, LLC to Pruco Securities, LLC
left Oct 17, 2022, registered Oct 24, 2022 (7 days) · RIA to affiliated broker-dealer or bank
Cuso Financial Services, L.P. to Modern Capital Advisors, LLC
left Oct 11, 2019, registered Apr 28, 2020 (200 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Thomas G. Gervase left Grove Point Advisors, Llc for Spc (registered 2024-06-19)
Jun 18, 2024 · Advisor changed firm · fact
Thomas G. Gervase left Pruco Securities, Llc for Grove Point Advisors, Llc (registered 2022-12-14)
Dec 16, 2022 · Advisor changed firm · fact
Thomas G. Gervase left Modern Capital Advisors, Llc for Pruco Securities, Llc (registered 2022-10-24)
Oct 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address