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Registered advisor
C•••••• G•••• N•••••
Feed of 09/15/2026
At current firm
15 y
since Apr 1, 2011
In the industry
23 y
since Feb 13, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 1, 2011 · Suwanee, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Apr 4, 2011 · Alpharetta, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 15, 2006 to Oct 23, 2009 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerFeb 13, 2003 to Apr 17, 2003 · Mobile, Al
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 4, 2011, registered Apr 1, 2011 (-3 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- M••••• K••••• • C••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 17, 2003, registered May 15, 2006 (1124 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address