DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Edward Kraus
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
11 y
since Mar 16, 2015
In the industry
25 y
since Jun 1, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hartford Funds asset manager currentsince Mar 16, 2015 · Wayne, Pa
- Bny Mellon Advisors, Inc. bank affiliatedJan 15, 2009 to Mar 17, 2015 · New York, Ny
- Lockwood Financial Services, Inc. unclassifiedJul 11, 2007 to May 17, 2010 · Malvern, Pa
- Lockwood Financial Services, Inc. unclassifiedJul 19, 2006 to Jul 20, 2006 · Malvern, Pa
- Bny Mellon Advisors, Inc. bank affiliatedApr 21, 2006 to Jul 10, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Bny Mellon Advisors, Inc. to Hartford Fundsleft Mar 17, 2015, registered Mar 16, 2015 (-1 days) · Other
- Lockwood Financial Services, Inc. to Bny Mellon Advisors, Inc.left May 17, 2010, registered Jan 15, 2009 (-487 days) · Other
- Bny Mellon Advisors, Inc. to Lockwood Financial Services, Inc.left Jul 10, 2007, registered Jul 19, 2006 (-356 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address