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Registered advisor
R•• L• F••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Apr 5, 2021
In the industry
25 y
since Apr 6, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••• W••••• M••••••••• state registered currentsince Apr 5, 2021 · Tannersville, Pa
- F•••••• W••••• M••••••••• unclassifiedMar 12, 2014 to Dec 31, 2018 · Tannersville, Pa
- P•• W••••• M••••••••• BD affiliatedDec 23, 2011 to Oct 7, 2013 · Plainfield, Nj
- L•• F•••••••• L•• BD affiliatedFeb 13, 2009 to Dec 22, 2011 · West Orange, Nj
- C•••••• S••••• • C••• I••• national BDJun 17, 2005 to Feb 9, 2009 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- F•••••• W••••• M••••••••• to F•••••• W••••• M•••••••••left Dec 31, 2018, registered Apr 5, 2021 (826 days) · Other
- P•• W••••• M••••••••• to F•••••• W••••• M•••••••••left Oct 7, 2013, registered Mar 12, 2014 (156 days) · Other
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Dec 22, 2011, registered Dec 23, 2011 (1 days) · Other
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Feb 9, 2009, registered Feb 13, 2009 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address