DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••••• D• D•••••••

L•• E••••••••• L••BD affiliatedBrooklyn, Ny dual registrantIAPD 4372094

Feed of 09/15/2026

Also filed as Leonard Dujuan Dewberry

At current firm

1 y

since Jul 30, 2025

In the industry

25 y

since May 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Jul 30, 2025 · Brooklyn, Ny
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jan 5, 2023 to Feb 24, 2023 · New York, Ny
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 22, 2022 to Nov 29, 2022 · Merrimack, Nh
A••••• A•• P••••••• S••••••• BD affiliated
Sep 22, 2016 to Nov 13, 2020 · Charlotte, Nc
U•• F•••••••• S••••••• I••• wirehouse
Jan 9, 2013 to Apr 16, 2014 · Charlotte, Nc
W•••••• • R••• former
Feb 9, 2012 to Mar 1, 2012 · Colleyville, Tx
T• A••••••••• I••• former
Aug 14, 2007 to Feb 28, 2008 · Jersey City, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 15, 2003 to Apr 11, 2006 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to L•• E••••••••• L••
left Feb 24, 2023, registered Jul 30, 2025 (887 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Nov 29, 2022, registered Jan 5, 2023 (37 days) · Other
A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 13, 2020, registered Feb 22, 2022 (466 days) · Affiliated broker-dealer or bank to another · moved with a team
U•• F•••••••• S••••••• I••• to A••••• A•• P••••••• S•••••••
left Apr 16, 2014, registered Sep 22, 2016 (890 days) · Other
W•••••• • R••• to U•• F•••••••• S••••••• I•••
left Mar 1, 2012, registered Jan 9, 2013 (314 days) · Other
T• A••••••••• I••• to W•••••• • R•••
left Feb 28, 2008, registered Feb 9, 2012 (1442 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••
left Apr 11, 2006, registered Aug 14, 2007 (490 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)

Signals

L•••••• D• D••••••• left N••••••••• M••••• I••••••••• S••••••••• for L•• E••••••••• L•• (registered 2025-07-30)
Feb 24, 2023 · Advisor changed firm · fact
L•••••• D• D••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-01-05)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address