RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• R•• W••••••
- F••••••••• I••••••••• A••••••• L•• independent RIA currentsince Jun 21, 2023 · Peoria, Il
- S••••••••• W••••• mixed wealthAug 5, 2019 to Jun 15, 2023 · Morton, Il
- U••••• A••••••• A•••••• independent RIAJul 12, 2017 to Jan 17, 2019 · Morton, Il
- U•• F•••••••• S••••••••• L•• independent RIAOct 30, 2015 to Jul 31, 2017 · Morton, Il
- B••••••••• C•••••• M••••••••• L•• independent RIAApr 5, 2012 to Oct 30, 2015 · Morton, Il
- S••••••••• W••••• to F••••••••• I••••••••• A••••••• L••left Jun 15, 2023, registered Jun 21, 2023 (6 days) · RIA to RIA
- U••••• A••••••• A•••••• to S••••••••• W•••••left Jan 17, 2019, registered Aug 5, 2019 (200 days) · RIA to a newly registered adviser
- U•• F•••••••• S••••••••• L•• to U••••• A••••••• A••••••left Jul 31, 2017, registered Jul 12, 2017 (-19 days) · Other
- B••••••••• C•••••• M••••••••• L•• to U•• F•••••••• S••••••••• L••left Oct 30, 2015, registered Oct 30, 2015 (0 days) · Other
- T•••••• R•• W•••••• left S••••••••• W••••• for F••••••••• I••••••••• A••••••• L•• (registered 2023-06-21)Jun 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address