RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• G••••
- K••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2025 · Gainesville, Fl
- R••••••• H••••••• I••••••••• A•••••••• I••• formerFeb 12, 2010 to Dec 31, 2014 · Gainesvile, Fl
- 1•• G••••• A••••••• I•• formerOct 2, 2007 to Dec 31, 2009 · Gainesville, Fl
- P•••• S••••••••• L•• no RAUMSep 24, 2001 to Oct 9, 2007 · Gainesville, Fl
- R••••••• H••••••• I••••••••• A•••••••• I••• to K••••• A•••••••• I•••left Dec 31, 2014, registered Jan 3, 2025 (3656 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to R••••••• H••••••• I••••••••• A•••••••• I•••left Dec 31, 2009, registered Feb 12, 2010 (43 days) · Other
- P•••• S••••••••• L•• to 1•• G••••• A••••••• I••left Oct 9, 2007, registered Oct 2, 2007 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address