DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Neal O'Connor
Feed of 09/14/2026
At current firm
0 y
since Apr 23, 2026
In the industry
27 y
since Aug 12, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Catalyst Financial Partners independent RIA currentsince Apr 23, 2026 · Boston, Ma
- Catalyst Financial Partners independent RIAAug 3, 2020 to Nov 25, 2024 · Boston, Ma
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Nov 1, 2021 · Boston, Ma
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Boston, Ma
- Mariner independent RIAFeb 11, 2010 to Jun 15, 2026 · Overland Park,, Ks
- New England Securities Corporation formerMay 8, 2009 to Jan 2, 2015 · Boston, Ma
- Silvercrest Asset Management Group LLC unclassifiedApr 20, 2000 to Nov 24, 2008 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Mariner to Msi Financial Services, Inc.left Jun 15, 2026, registered Jan 2, 2015 (-4182 days) · Other
- MML Investors Services, LLC to Catalyst Financial Partnersleft Nov 1, 2021, registered Aug 3, 2020 (-455 days) · Other
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Marinerleft Jan 2, 2015, registered Feb 11, 2010 (-1786 days) · Other · moved with a team
- Silvercrest Asset Management Group LLC to New England Securities Corporationleft Nov 24, 2008, registered May 8, 2009 (165 days) · Other
Signals
- Thomas Neal O'Connor left Mariner for Msi Financial Services, Inc. (registered 2015-01-02)Jun 15, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address