DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••••• F•••••••• P•••••••

Independent wealth managerBoston, MassachusettsCRD 299335SEC 801-114398website IAPD

Legal name C••••••• F•••••••• P••••••• L••

Latest filing Aug 11, 2026

First filing on the tape Nov 7, 2018 · 28 filings

SEC status approved since Dec 6, 2018

RAUM

$1.7B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

92%

$1.6B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$157M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$1.7B as of Aug 11, 2026

Feb 11, 2019$0 then

HNW client RAUM$1.6B as of Aug 11, 2026

Feb 11, 2019$0 then

State-registered IARs (5.B.3)8 as of Aug 11, 2026

Feb 11, 20191 then

Employees (5.A)12 as of Aug 11, 2026

Feb 11, 20192 then

Private funds: no history

RAUM +69% over the last fiscal year+47% a year over threeIARs 8 to 8offices 2 to 3

Practice profile

derived from the filing of Aug 11, 2026; every figure names its basis

Archetypes, each a printed rule

Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $157MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.6MderivedHNW RAUM over HNW clients
Average account: $1.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 8.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.1derivedItem 5.A over advisors
Advisors per office: 2.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +69%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program: $1.1BreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.6B92%
Charitable organizations$142M8.3%
Individuals$239,9910.0%
Corporations and businesses$73,5490.0%

Individual clients: n/areported
HNW clients: 347reported
Pension plan clients: n/areported
Charitable clients: 8reported
Accounts: 1,373reported
Financial planning clients: reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

11 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
E••••• C•••••Certified Financial Planner	Boston, Ma	Aug 19, 2021	15 y	0
K•••• G••••••Certified Financial Planner	Boston, Ma	Aug 19, 2021	24 y	3
M••••••• A••••• Z••••••••	Boston, Ma	Aug 24, 2021	16 y	0
D••••• E••••• R••••	Boston, Ma	Aug 26, 2021	19 y	2
M••• D•••• L••••••	Boston, Ma	Aug 31, 2021	26 y	0
T•••••• B••••• G•••••	Boston, Ma	Aug 31, 2021	16 y	0
D•••• B••••••• W•••Chartered Financial Analyst	St. Augustine, Fl	Jul 12, 2022	44 y	1
M••••••• E•••••••• G•••••••	Boston, Ma	Mar 5, 2024	12 y	0
W••• J•••• F••••	Boston, Ma	Apr 23, 2026	10 y	0
T••••• N••• O•••••••	Boston, Ma	Apr 23, 2026	27 y	6
M•••••• J••• G•••••	Boston, Ma	Jul 30, 2026	16 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

D•••• B••••••• W••• from K•• I••••••••• A•••••••• L••
Jul 12, 2022 · RIA to RIA
D••••• E••••• R•••• from B•• M••••• S••••••••• C•••••••••
Aug 26, 2021 · Other
K•••• G•••••• from P•••••••• A••••••• G••••
Aug 19, 2021 · Other
T••••• N••• O••••••• from M•• I•••••••• S•••••••• L••
Aug 3, 2020 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••• E••••• · Membercontrol
since 08/2021 · owns 10% to 25%
G•••••• T••••••• B••••• · Membercontrol
since 08/2021 · owns 10% to 25%
G••••••• K•••• · Membercontrol
since 08/2021 · owns 10% to 25%
O•••••••• T•••••• N••• · Membercontrol
since 08/2021 · owns 10% to 25%
P•••••• D••••• C•••• · Membercontrol
since 08/2018 · owns 10% to 25%
R••••• D•••••• E••••• · Chief Compliance Officer And Membercontrol
since 01/2024 · owns 10% to 25%
R•••••••• A•••• R•••••• · Membercontrol
since 08/2021 · owns 10% to 25%
L••••••• M•••• D•••• · Managing Director
since 08/2021 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Boston, Ma · principal	11	3	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Apr 20, 2026
RAUM (Item 5.F) moved from $1,021,909,061 to $1,722,297,612 (+69.0%) between the annual amendments of 2025-04-01 and 2026-04-20; the peer median change was +17.0% (1298 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $1B to $5B (1,298) · 96% percentile
HNW share shiftChange between filings · filing Apr 20, 2026
HNW share of RAUM moved from 3.0% to 92.0% between the annual amendments of 2025-04-01 and 2026-04-20
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Other offices · 2 to 3
Apr 20, 2026 to Aug 11, 2026
Accounts · 1,037 to 1,373
Apr 1, 2025 to Mar 18, 2026
Advisory employees · 9 to 6
Apr 1, 2025 to Mar 18, 2026
Charity clients · 6 to 8
Apr 1, 2025 to Mar 18, 2026
HNW clients · 63 to 347
Apr 1, 2025 to Mar 18, 2026
Individual clients · 259.0 to unset
Apr 1, 2025 to Mar 18, 2026
Assets in custody · 10368541.0 to unset
Apr 1, 2025 to Mar 18, 2026
Custody of client assets · true to false
Apr 1, 2025 to Mar 18, 2026
Discretionary RAUM · $1.0B to $1.7B
Apr 1, 2025 to Mar 18, 2026
HNW RAUM · $27.9M to $1.6B
Apr 1, 2025 to Mar 18, 2026
Individual RAUM · $877M to $239,991
Apr 1, 2025 to Mar 18, 2026
RAUM · $1.0B to $1.7B
Apr 1, 2025 to Mar 18, 2026
Accounts · 776 to 1,037
Dec 5, 2024 to Apr 1, 2025
Advisory employees · 8 to 9
Dec 5, 2024 to Apr 1, 2025
Charity clients · unset to 6.0
Dec 5, 2024 to Apr 1, 2025
HNW clients · 139 to 63
Dec 5, 2024 to Apr 1, 2025
Individual clients · 57 to 259
Dec 5, 2024 to Apr 1, 2025
Assets in custody · $184M to $10.4M
Dec 5, 2024 to Apr 1, 2025
Insurance-licensed employees · 1 to 0
Dec 5, 2024 to Apr 1, 2025
Financial planning clients · unset to
Dec 5, 2024 to Apr 1, 2025
Discretionary RAUM · $827M to $1.0B
Dec 5, 2024 to Apr 1, 2025
HNW RAUM · $798M to $27.9M
Dec 5, 2024 to Apr 1, 2025
Individual RAUM · $29.1M to $877M
Dec 5, 2024 to Apr 1, 2025
RAUM · $827M to $1.0B
Dec 5, 2024 to Apr 1, 2025
Other offices · 3 to 2
Oct 3, 2024 to Dec 5, 2024
Accounts · 442 to 776
Nov 7, 2023 to Mar 28, 2024
Advisory employees · 2 to 8
Nov 7, 2023 to Mar 28, 2024
Advisory activities · 3 to 2
Nov 7, 2023 to Mar 28, 2024
HNW clients · 57 to 139
Nov 7, 2023 to Mar 28, 2024
Individual clients · 83 to 57
Nov 7, 2023 to Mar 28, 2024
Assets in custody · unset to 184415564.0
Nov 7, 2023 to Mar 28, 2024
Custody of client assets · false to true
Nov 7, 2023 to Mar 28, 2024
Employees · 8 to 12
Nov 7, 2023 to Mar 28, 2024
Financial planning clients · 0 to unset
Nov 7, 2023 to Mar 28, 2024
Discretionary RAUM · $533M to $827M
Nov 7, 2023 to Mar 28, 2024
HNW RAUM · $467M to $798M
Nov 7, 2023 to Mar 28, 2024
Individual RAUM · $79.8M to $29.1M
Nov 7, 2023 to Mar 28, 2024
Non-discretionary RAUM · $14.2M to $0
Nov 7, 2023 to Mar 28, 2024
RAUM · $547M to $827M
Nov 7, 2023 to Mar 28, 2024
Related adviser · true to false
Nov 7, 2023 to Mar 28, 2024

Signals

5 dated events

C••••••• F•••••••• P••••••• reported RAUM $1.7B, up 69% from $1.0B (2025-04-01 to 2026-03-18)
Mar 18, 2026 · RAUM change · derived
C••••••• F•••••••• P••••••• reported RAUM $827.3M, up 51% from $547.3M (2023-11-07 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
C••••••• F•••••••• P••••••• reported RAUM $547.3M, up 195% from $185.3M (2022-12-16 to 2023-03-28)
Mar 28, 2023 · RAUM change · derived
Richard Alan Roycroft (Vice President And Managing Director) appeared on Schedule A of C••••••• F•••••••• P•••••••
Aug 24, 2021 · Control person joined · fact
C••••••• F•••••••• P••••••• filed its initial SEC registration (Form ADV)
Nov 7, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 617-239-8101reportedpublished by the firm, firm site, Sep 16, 2026
Website: C•••••••FP.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 617-239-8101reportedpublic record, Form ADV, Aug 11, 2026
Contact form: catalystfp.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $157Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026