RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••• B••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince May 3, 2023 · Newberg, Or
- S•••••••• F••••••••• I••• formerApr 12, 2006 to May 4, 2023 · Newberg, Or
- W•••••• • R••• formerAug 22, 2001 to Mar 10, 2006 · Salem, Or
- S•••••••• F••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 4, 2023, registered May 3, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••••• • R••• to S•••••••• F••••••••• I•••left Mar 10, 2006, registered Apr 12, 2006 (33 days) · Other
- J••••••• L••• B•••• left S•••••••• F••••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-05-03)May 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address