RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Stockbridge, Ga
- A•••••• A••••••• S••••••• formerJul 23, 2021 to Sep 5, 2025 · Dallas, Tx
- A•••••• P••••••• P•••••••• I••• BD affiliatedMar 18, 2021 to May 21, 2021 · Dallas, Tx
- A•••••• A••••••• S••••••• formerOct 25, 2019 to May 21, 2021 · Irving, Tx
- 1•• G••••• A••••••• I•• formerDec 10, 2010 to Oct 25, 2019 · Dallas, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 28, 2004 to Feb 18, 2005 · Shreveport, La
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••left May 21, 2021, registered Mar 18, 2021 (-64 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••• P••••••• P•••••••• I••• to A•••••• A••••••• S•••••••left May 21, 2021, registered Jul 23, 2021 (63 days) · RIA to affiliated broker-dealer or bank
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to 1•• G••••• A••••••• I••left Feb 18, 2005, registered Dec 10, 2010 (2121 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address