RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• R•••••• H••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Jun 15, 2026 · Tampa, Fl
- C••••••••• F•••••••• N•••••• national BDJun 4, 2018 to Jun 28, 2026 · Waltham, Ma
- E•••••••• A•••••••• L•• national BDAug 20, 2002 to Jun 15, 2018 · Paoli, Pa
- C••••••••• F•••••••• N•••••• to J• W• C••• A•••••••• I•••left Jun 28, 2026, registered Jun 15, 2026 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••left Jun 15, 2018, registered Jun 4, 2018 (-11 days) · Affiliated broker-dealer or bank to another
- S••• R•••••• H•••••• left C••••••••• F•••••••• N•••••• for J• W• C••• A•••••••• I••• (registered 2026-06-15)Jun 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address