RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• A•••• W•••
- Professional profile
- linkedin.com/in/kenneth-winn-usmcreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- D•••••• • C••••••• L•• state registered currentsince Oct 18, 2017 · San Francisco, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 30, 2013 to Jan 24, 2014 · Sacramento, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 7, 2007 to May 1, 2013 · San Francisco, Ca
- W•••••• • R••• formerSep 16, 2004 to Nov 12, 2004 · Sacramento, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 13, 2003 to Aug 6, 2003 · Sacramento, Ca
- M••••• S•••••• D• I••• unclassifiedMar 4, 2002 to Sep 12, 2002 · Sacramento, Ca
- U•• F•••••••• S••••••• I••• to D•••••• • C••••••• L••left Jan 24, 2014, registered Oct 18, 2017 (1363 days) · Wirehouse to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left May 1, 2013, registered Apr 30, 2013 (-1 days) · Wirehouse to wirehouse
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 12, 2004, registered Nov 7, 2007 (1090 days) · Other
- V•••• F•••••••• A•••••••• I••• to W•••••• • R•••left Aug 6, 2003, registered Sep 16, 2004 (407 days) · Other
- M••••• S•••••• D• I••• to V•••• F•••••••• A•••••••• I•••left Sep 12, 2002, registered Feb 13, 2003 (154 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address