RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B•••• C•••
- F••••• D•••••••• F•••••••• G•••• state registered currentsince Mar 14, 2011 · Perrysburg, Oh
- L•• F•••••••• L•• BD affiliatedJun 30, 2009 to Dec 22, 2009 · Perrysburg, Oh
- M• H••••••• S••••••••• I••• BD affiliatedSep 19, 2007 to Apr 9, 2009 · Perrysburg, Oh
- L•• F•••••••• L•• BD affiliatedJan 12, 2006 to Sep 12, 2007 · Gibsonburg, Oh
- L•• F•••••••• L•• to F••••• D•••••••• F•••••••• G••••left Dec 22, 2009, registered Mar 14, 2011 (447 days) · Other
- M• H••••••• S••••••••• I••• to L•• F•••••••• L••left Apr 9, 2009, registered Jun 30, 2009 (82 days) · Other
- L•• F•••••••• L•• to M• H••••••• S••••••••• I•••left Sep 12, 2007, registered Sep 19, 2007 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address