DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelly G Hammond
Feed of 09/14/2026
Also filed as Kelly Hammond
At current firm
2 y
since Jan 10, 2024
In the industry
23 y
since Apr 8, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Associates, Inc. asset manager currentsince Jan 10, 2024 · Leawood, Ks
- Northern Trust Investments, Incorporated asset managerApr 25, 2022 to Oct 12, 2023 · Chicago, Il
- Zacks Investment Management, Inc. mixed wealthAug 5, 2021 to Apr 27, 2022 · Leeawood, Ks
- Waddell & Reed formerJan 4, 2010 to Apr 21, 2021 · Overland Park, Ks
- American Century Advisory Services, Inc. formerJan 8, 2007 to Dec 21, 2009 · Kansas City, Mo
- Walnut Street Securities, Inc. formerApr 12, 2005 to Nov 17, 2005 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- Northern Trust Investments, Incorporated to T. Rowe Price Associates, Inc.left Oct 12, 2023, registered Jan 10, 2024 (90 days) · Other
- Zacks Investment Management, Inc. to Northern Trust Investments, Incorporatedleft Apr 27, 2022, registered Apr 25, 2022 (-2 days) · Other
- Waddell & Reed to Zacks Investment Management, Inc.left Apr 21, 2021, registered Aug 5, 2021 (106 days) · Affiliated broker-dealer or bank to independent RIA
- American Century Advisory Services, Inc. to Waddell & Reedleft Dec 21, 2009, registered Jan 4, 2010 (14 days) · Other
- Walnut Street Securities, Inc. to American Century Advisory Services, Inc.left Nov 17, 2005, registered Jan 8, 2007 (417 days) · Other
Signals
- Kelly G Hammond left Northern Trust Investments, Incorporated for T. Rowe Price Associates, Inc. (registered 2024-01-10)Oct 12, 2023 · Advisor changed firm · fact
- Kelly G Hammond left Zacks Investment Management, Inc. for Northern Trust Investments, Incorporated (registered 2022-04-25)Apr 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address