DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• D•••• R•••••

O•••• W•••••• I•••BD affiliatedMarietta, Gadual registrantIAPD 4384151

Feed of 09/14/2026

Also filed as J••••••• D R•••••

At current firm

2 y

since Nov 3, 2023

In the industry

25 y

since Apr 21, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Nov 3, 2023 · Marietta, Ga
F•• S••••••••• C••••••••• former
Sep 1, 2016 to Nov 3, 2023 · Marietta, Ga
S•••••• W••••• P•••••••• L•• BD affiliated
Nov 19, 2012 to Sep 12, 2016 · Marietta, Ga
H•••••• T••••••• • K•••• L•• independent RIA
Jun 2, 2010 to Nov 29, 2012 · Marietta, Ga
O•••• F•• I••• former
May 16, 2008 to May 27, 2010 · Marietta, Ga
H•••••• T••••••• • K•••• L•• independent RIA
Jan 14, 2005 to May 15, 2008 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

F•• S••••••••• C••••••••• to O•••• W•••••• I•••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
S•••••• W••••• P•••••••• L•• to F•• S••••••••• C•••••••••
left Sep 12, 2016, registered Sep 1, 2016 (-11 days) · Other · moved with a team
H•••••• T••••••• • K•••• L•• to S•••••• W••••• P•••••••• L••
left Nov 29, 2012, registered Nov 19, 2012 (-10 days) · Other
O•••• F•• I••• to H•••••• T••••••• • K•••• L••
left May 27, 2010, registered Jun 2, 2010 (6 days) · Other
H•••••• T••••••• • K•••• L•• to O•••• F•• I•••
left May 15, 2008, registered May 16, 2008 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address