DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• H• S•••

T••••••••• F•••••••• A•••••••• L••BD affiliatedCanton, Madual registrantIAPD 4384815

Feed of 09/14/2026

Also filed as Zak Syed

At current firm

3 y

since Feb 2, 2023

In the industry

25 y

since Jul 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• F•••••••• A•••••••• L•• BD affiliated current
since Feb 2, 2023 · Canton, Ma
A••••••• F•••••••• A•••••••• L•• BD affiliated
Sep 17, 2021 to Sep 1, 2022 · North Kingstown, Ri
A•••••• A••••••• S••••••• former
Apr 23, 2018 to Sep 3, 2021 · Providence, Ri
C••••••• S••••••••• I••• BD affiliated
Oct 14, 2016 to Jan 12, 2018 · Smithfield, Ri
M••••• S•••••• D• I••• unclassified
Jan 14, 2002 to Sep 30, 2002 · Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

A••••••• F•••••••• A•••••••• L•• to T••••••••• F•••••••• A•••••••• L••
left Sep 1, 2022, registered Feb 2, 2023 (154 days) · Affiliated broker-dealer or bank to another
A•••••• A••••••• S••••••• to A••••••• F•••••••• A•••••••• L••
left Sep 3, 2021, registered Sep 17, 2021 (14 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to A•••••• A••••••• S•••••••
left Jan 12, 2018, registered Apr 23, 2018 (101 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• D• I••• to C••••••• S••••••••• I•••
left Sep 30, 2002, registered Oct 14, 2016 (5128 days) · Other

Signals

S•••••• H• S••• left A••••••• F•••••••• A•••••••• L•• for T••••••••• F•••••••• A•••••••• L•• (registered 2023-02-02)
Sep 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address