RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E• L••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jul 4, 2017 · Minneapolis, Mn
- G••••••• W••••• M••••••••• BD affiliatedJul 13, 2016 to Jun 23, 2017 · Arden Hills, Mn
- V•••••• A•••••••• I••• BD affiliatedOct 20, 2014 to Jun 23, 2016 · Akron, Oh
- G••••••• W••••• M••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Jun 23, 2017, registered Jul 4, 2017 (11 days) · Other
- V•••••• A•••••••• I••• to G••••••• W••••• M•••••••••left Jun 23, 2016, registered Jul 13, 2016 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address