DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dawn Tyra Tobin
Feed of 09/14/2026
Also filed as Dawn Tyra Keeler
At current firm
4 y
since Dec 23, 2021
In the industry
25 y
since Jun 28, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Dec 23, 2021 · Center Valley, Pa
- Commonwealth Financial Network national BDOct 25, 2019 to Jul 27, 2021 · Bethlehem, Pa
- Vicus Capital, Inc. independent RIAJan 27, 2016 to Oct 25, 2019 · Bethlehem, Pa
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to MML Investors Services, LLCleft Jul 27, 2021, registered Dec 23, 2021 (149 days) · Affiliated broker-dealer or bank to another
- Vicus Capital, Inc. to Commonwealth Financial Networkleft Oct 25, 2019, registered Oct 25, 2019 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address