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Registered advisor
E•••• F••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Erick Mikal Field
At current firm
10 y
since Jun 10, 2016
In the industry
24 y
since Dec 7, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jun 10, 2016 · Grand Junction, Co
- E•••••••• A•••••••• L•• national BDOct 17, 2014 to Jun 17, 2016 · Grand Junction, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerAug 7, 2006 to Oct 10, 2014 · Grand Junction, Co
- C••••• I••••••••• S••••••• L•• formerFeb 22, 2002 to May 17, 2006 · Delta, Co
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to E••••• J••••left Jun 17, 2016, registered Jun 10, 2016 (-7 days) · Affiliated broker-dealer or bank to another
- B••••••• I••••••••• S•••••••• I••• ••••• to E•••••••• A•••••••• L••left Oct 10, 2014, registered Oct 17, 2014 (7 days) · Other
- C••••• I••••••••• S••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left May 17, 2006, registered Aug 7, 2006 (82 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address