DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••••• K•••• W••••

C••••• I••••••••• A••••••• L••BD affiliatedHayden, Id dual registrantIAPD 4391163

Feed of 09/15/2026

Also filed as K••••••••• K•••• W••••

At current firm

5 y

since Apr 30, 2021

In the industry

25 y

since Jul 13, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 30, 2021 · Spokane, Wa
Z•••• C•••••• A•••••••• I••• institutional
May 3, 2007 to Feb 10, 2015 · Salt Lake City, Ut
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Nov 9, 2005 to May 8, 2007 · Seattle, Wa
U••• B•••••• I••••••••• I••• former
May 5, 2005 to Nov 10, 2005 · Payette, Id
M••••• S•••••• D• I••• unclassified
Jan 9, 2002 to Oct 16, 2003 · Boise, Id

Moves

a registration end followed by a registration begin elsewhere

Z•••• C•••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Feb 10, 2015, registered Apr 30, 2021 (2271 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to Z•••• C•••••• A•••••••• I•••
left May 8, 2007, registered May 3, 2007 (-5 days) · Other
U••• B•••••• I••••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Nov 10, 2005, registered Nov 9, 2005 (-1 days) · Other
M••••• S•••••• D• I••• to U••• B•••••• I••••••••• I•••
left Oct 16, 2003, registered May 5, 2005 (567 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address