DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• D•••• P•••••••

H••••••• C••••••independent RIAMt. Pleasant, Sc IA-onlyIAPD 4391580

Feed of 09/14/2026

Also filed as J. D•••• P•••••••

At current firm

1 y

since Mar 12, 2025

In the industry

22 y

since Nov 3, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••••• C•••••• independent RIA current
since Mar 12, 2025 · Mt. Pleasant, Sc
M••••••• F•••••••• G••••• I••• former
Jul 18, 2016 to Dec 18, 2024 · Jacksonville, Fl
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Aug 6, 2014 to May 11, 2016 · Jacksonville, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Apr 24, 2014 to Aug 1, 2014 · St. Augustine, Fl
U•••• F•••••••• S••••••• G••••• I••• unclassified
Dec 10, 2007 to Oct 8, 2008 · Lake City, Fl
S••••••• I••••••••• S•••••••• I••• former
May 25, 2004 to Jun 19, 2006 · Tampa, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 3, 2003 to May 5, 2004 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••••• F•••••••• G••••• I••• to H••••••• C••••••
left Dec 18, 2024, registered Mar 12, 2025 (84 days) · RIA to RIA · moved with a team
T••••••••• F•••••••• A•••••••• L•• to M••••••• F•••••••• G••••• I•••
left May 11, 2016, registered Jul 18, 2016 (68 days) · Other
M•• I•••••••• S•••••••• L•• to T••••••••• F•••••••• A•••••••• L••
left Aug 1, 2014, registered Aug 6, 2014 (5 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to M•• I•••••••• S•••••••• L••
left Oct 8, 2008, registered Apr 24, 2014 (2024 days) · Other
S••••••• I••••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••
left Jun 19, 2006, registered Dec 10, 2007 (539 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••
left May 5, 2004, registered May 25, 2004 (20 days) · Other

Signals

J••• D•••• P••••••• left M••••••• F•••••••• G••••• I••• for H••••••• C•••••• (registered 2025-03-12)
Dec 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address