RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S••••• M•••••••
- B••••• R••••••• A•• M••••••••• I••• independent RIA currentsince Mar 6, 2013 · Manchester, Ma
- W•••• F•••• A••••••• wirehouseAug 2, 2012 to Aug 15, 2012 · Charlotte, Nc
- C•••••• A••••••• S••••••• I••• unclassifiedJan 3, 2005 to Oct 15, 2010 · Waltham, Ma
- T•••••• F•••••••• S••••••• I•• unclassifiedJun 7, 2002 to Dec 16, 2004 · Waltham, Ma
- W•••• F•••• A••••••• to B••••• R••••••• A•• M••••••••• I•••left Aug 15, 2012, registered Mar 6, 2013 (203 days) · Other
- C•••••• A••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 15, 2010, registered Aug 2, 2012 (657 days) · Other
- T•••••• F•••••••• S••••••• I•• to C•••••• A••••••• S••••••• I•••left Dec 16, 2004, registered Jan 3, 2005 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address