DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradley Alan Arndt
Certified Financial Planner
Feed of 09/14/2026
Also filed as Bradley A Arndt
At current firm
2 y
since Jun 14, 2024
In the industry
25 y
since Aug 9, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jun 14, 2024 · Nokomis, Il
- Securities America Advisors, Inc. formerSep 30, 2020 to Jun 14, 2024 · Nokomis, Il
- Midwestern Securities Trading Co.,LLC independent RIAJan 7, 2011 to Oct 1, 2020 · East Peoria, Il
- Valic Financial Advisors, Inc. BD affiliatedJan 5, 2010 to Jan 6, 2011 · Chicago, Il
- LPL Financial LLC BD affiliatedDec 12, 2005 to Jun 16, 2009 · Decatur, Il
- Equitable Advisors, LLC national BDSep 11, 2001 to Dec 14, 2005 · Decatur, Il
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Midwestern Securities Trading Co.,LLC to Securities America Advisors, Inc.left Oct 1, 2020, registered Sep 30, 2020 (-1 days) · RIA to affiliated broker-dealer or bank
- Valic Financial Advisors, Inc. to Midwestern Securities Trading Co.,LLCleft Jan 6, 2011, registered Jan 7, 2011 (1 days) · Other
- LPL Financial LLC to Valic Financial Advisors, Inc.left Jun 16, 2009, registered Jan 5, 2010 (203 days) · Other
- Equitable Advisors, LLC to LPL Financial LLCleft Dec 14, 2005, registered Dec 12, 2005 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address