J••••••• E••••• G•••••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · Clemmons, Nc
• C••• F•••••••• S•••••••• L••• former
  Dec 5, 2011 to May 15, 2025 · Clemmons, Nc
• H•••••• T••••••• • K•••• L•• independent RIA
  Aug 7, 2009 to Jun 3, 2010 · Morrisville, Nc
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Nov 8, 2006 to Aug 21, 2007 · Lexington, Nc

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• H•••••• T••••••• • K•••• L•• to C••• F•••••••• S•••••••• L•••
  left Jun 3, 2010, registered Dec 5, 2011 (550 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to H•••••• T••••••• • K•••• L••
  left Aug 21, 2007, registered Aug 7, 2009 (717 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address