RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M•••• J••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 3, 2023 · Grand Rapids, Mi
- C••••••• S••••••••• formerFeb 11, 2021 to Nov 3, 2023 · Grand Rapids, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedApr 21, 2016 to Jan 24, 2020 · Kalamazoo, Mi
- P•• W••••• M••••••••• BD affiliatedNov 26, 2013 to Mar 28, 2016 · Kalamazoo, Mi
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to C••••••• S•••••••••left Jan 24, 2020, registered Feb 11, 2021 (384 days) · Other
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Mar 28, 2016, registered Apr 21, 2016 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address