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Registered advisor
D••••• M••••••• W•••••••••
Feed of 09/15/2026
Also filed as D••••• M••••••• Schlumpberger
At current firm
13 y
since Apr 5, 2013
In the industry
25 y
since Aug 9, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Apr 5, 2013 · Tampa, Fl
- I••••••••• F•••••••• G••••• L•• BD affiliatedAug 4, 2010 to Sep 4, 2012 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedSep 2, 2005 to Aug 12, 2010 · Oceanside, Ca
- M••••• S•••••• D• I••• unclassifiedNov 18, 2001 to Sep 8, 2005 · Carlsbad, Ca
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• G••••• L•• to J• W• C••• A•••••••• I•••left Sep 4, 2012, registered Apr 5, 2013 (213 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Aug 12, 2010, registered Aug 4, 2010 (-8 days) · Other
- M••••• S•••••• D• I••• to L•• F•••••••• L••left Sep 8, 2005, registered Sep 2, 2005 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address