DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Patricia Louise Hirata

Wedbush Securities Inc.BD affiliatedPasadena, Ca dual registrantIAPD 4399883

Feed of 09/14/2026

Also filed as Patricia Louise Hiyane

At current firm

2 y

since Jan 17, 2024

In the industry

24 y

since Oct 22, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wedbush Securities Inc. BD affiliated current
since Jan 17, 2024 · Pasadena, Ca
U.S. Bancorp Advisors, LLC BD affiliated
Mar 16, 2011 to Feb 13, 2024 · Los Angeles, Ca
Chase Investment Services Corp. former
May 2, 2009 to Mar 15, 2011 · Glendale, Ca
Wamu Investments, Inc. unclassified
Aug 1, 2006 to May 2, 2009 · Glendale, Ca

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Advisors, LLC to Wedbush Securities Inc.
left Feb 13, 2024, registered Jan 17, 2024 (-27 days) · Affiliated broker-dealer or bank to another
Chase Investment Services Corp. to U.S. Bancorp Advisors, LLC
left Mar 15, 2011, registered Mar 16, 2011 (1 days) · Other
Wamu Investments, Inc. to Chase Investment Services Corp.
left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

Signals

Patricia Louise Hirata left U.S. Bancorp Advisors, Llc for Wedbush Securities Inc. (registered 2024-01-17)
Feb 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address