RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- U•• A••••••• institutional currentsince May 3, 2017 · Seattle, Wa
- K••••• • P••••••• H•••••• C•••••• formerJun 2, 2009 to May 1, 2017 · Seattle, Wa
- S••••••• I••••••••• A•••••••• I••• otherJan 1, 2007 to Mar 23, 2009 · Bellevue, Wa
- I•••••••• A••••••• I•• unclassifiedApr 30, 2003 to Jan 1, 2007 · Bellevue, Wa
- K••••• • P••••••• H•••••• C•••••• to U•• A•••••••left May 1, 2017, registered May 3, 2017 (2 days) · Other · moved with a team
- S••••••• I••••••••• A•••••••• I••• to K••••• • P••••••• H•••••• C••••••left Mar 23, 2009, registered Jun 2, 2009 (71 days) · Other
- I•••••••• A••••••• I•• to S••••••• I••••••••• A•••••••• I•••left Jan 1, 2007, registered Jan 1, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address